We help clients build portfolios consistent with their risk tolerances for long-term capital appreciation, as well as income strategies for retirees while offering clients access to the alternative investment marketplace. We will continue to monitor and manage these portfolios after implementation through a comprehensive financial planning relationship. We deliver this relationship using the RFW Wealth Integration System. Our web based technology solution allows our clients to aggregate all of their financial information and investment accounts in one safe place, simplifying their financial life. The system allows clients to view all accounts, including accounts held away. These accounts are updated daily, and help us to track and monitor assets we may not be directly managing. This provides a better understanding of your overall investment allocation and net worth
Our asset management service fees are charged primarily on a negotiated percentage of assets managed and overall services rendered. We also offer traditional brokerage and introducing broker services based on commission rates.
We advise and offer clients investments in Brokerage and/or fee based Investment Advisory accounts including:
- FDIC insured Money Markets (Up to $2,500,000 in protection)
- Brokered CD’s
- Stocks
- Bonds
- Mutual Funds
- Exchange Traded Funds
- Closed-end Funds
- Unified Investment Trusts
- Structured Notes
- Annuities both Variable and Fixed
Alternative Investments (May be appropriate for more sophisticated investors)
- Hedge Funds
- Long-Short trading strategies
- ETF trading strategies
- Global Macro Strategies
- Managed Futures Strategies
- Business Development Companies (BDC) – both Publicly and Non Publicly
- traded
- Real Estate Investment Trusts (REIT) – both Publicly and Non Publicly traded
- Other accredited and qualified purchaser Limited Partnerships and Private Equity investments
If you are interested in a portfolio risk assessment or second opinion on your portfolio, we are pleased to offer a complimentary initial consultation. In this meeting we can learn more about your investment style and risk tolerance. We can help you evaluate whether the risk embedded in your portfolio is consistent with your expectations, and make general recommendations for you to consider for your portfolios to help you accomplish your financial goals in this initial consultation. While we typically manage and advise our clients on their entire portfolio, we can also manage the alternative investment allocation of your portfolio or act as an introducing broker to a specific alternative investment strategy or manager.
